Your role
We may be part of a large banking Group, but we’re a small, tight-knit bank with a focused business model and a young team. For the Legal & Compliance department, we are looking for a Compliance Manager.
Reporting to the Head of Legal & Compliance, this role combines responsibilities in legal and compliance advisory. The successful candidate will ensure adherence to legal and regulatory requirements and provide guidance across a wide range of non-financial risks, in line with the Group Risk Management Framework, Group Policy Framework, and local Dutch law and regulations. Interested? Do read further!
A day in the life of a Compliance Manager
Morning Catch-Up
You start your day with a coffee and a quick scan of regulatory updates and industry news. Then it’s time for a daily stand-up with the Legal & Compliance team to align on priorities and share any hot topics.
09:30 – Advisory in Action
You join a call with the Product team to review a new mortgage offering. You provide guidance on regulatory requirements and help assess potential compliance risks, ensuring the product is both innovative and compliant.
11:00 – Policy in Practice
You work on translating a recent ECB guideline into a practical internal policy. You collaborate with colleagues across Risk and Operations to ensure it’s clear, actionable, and aligned with our Group Policy Framework.
13:00 – Lunch & Learn
You attend a virtual lunch session on emerging compliance trends in the EU. It’s a great way to stay sharp and connect with peers across the Lloyds network.
14:00 – Stakeholder Engagement
You prepare a briefing for senior management on an upcoming AFM regulatory submission. Later, you join a cross-functional project meeting to ensure compliance is embedded from the start.
16:00 – Monitoring & Awareness
You review the local compliance monitoring plan and identify areas for enhancement. You also draft content for an internal training session to raise awareness on conduct risk.
Wrap-Up
You finish the day by updating your compliance dashboard and jotting down notes for tomorrow’s legal and regulatory change meeting .
Which team will you be joining?
We’re a cross-border and fast-growing team of around 20 professionals based in NL & DE, bringing diverse backgrounds and different perspectives to the table. We challenge each other, tackle complex topics, and like to always think of ways to take our work to the next level. If you’re up for the challenge, keep reading and see what a day in this role could look like for you.
YOUR ACCOUNTABILITIES
- Compliance & Regulatory Advisory ; You will be responsible for providing legal and compliance advice regarding banking activities, in particular regarding mortgages.
- Policy Implementation & Control; You will be responsible for the implementation of a number of high-materiality/ high-risk-exposure policies and the performance of allocated controls.
- Stakeholder Management; You will represent Legal & Compliance in cross-functional projects, internal forums, and with external stakeholders.
You recognize yourself in this profile
Skills and Experience
- 3+ years of relevant experience at a reputational law firm, bank or a financial institution.
- Strong knowledge of European & Dutch financial law and regulatory landscape.
- Experience in dealing with AFM, DNB, and ECB.
- Background in banking, is a plus.
- Excellent analytical, communication, and stakeholder management skills.
- Fluent in Dutch & English
Qualifications
Some highlights of our benefits for you!
- 13th-month salary, either paid monthly or once a year in December.
- 30 days PTO (or 240 hours) per year (based on full-time employment).
- Non-contributory pension scheme.
- Flexible working; you can schedule your work hours to meet your personal needs.
Your recruitment process
Apply to our vacancies by sending your CV and motivation letter to stanley.waccary@lloydsbank.nl, or use the application form on our website. After receiving your application, we'll review it and share a reply as soon as possible.
After you have submitted your application, our recruiter Stanley Waccary will reach out to you to plan a short introductory chat via Teams.
Your first chat with us will take place either online or at our Amsterdam office. The goal of this chat is get to know each other, and see if there's a match with the team, the organisation and the open position.
We're excited to have you meet additional collagues. The chat will take place either online or at our Amsterdam office, during which we'll dive deeper into the requirements of the position and the team you'll be joining.
Congratulations! We're happy to have you as our newest addition to the team. Do you feel the same way? Then you'll receive our offer by email. For most roles, a screening is part of the process. This will take place after accepting the offer.
About Lloyds Bank
Lloyds Bank GmbH is part of Lloyds Banking Group, a financial institution with a large clientele in the UK and other parts of the world. Together with our office in Berlin, we form Lloyds Bank GmbH with its headquarters in Amsterdam and we have over 500 colleagues.
We aim to lead by example in the bold decisions we make as a business, from where and how we invest, to the products and services we offer, and of course the workplace we create. We will search for new ways to work with people, communities and businesses, to always evolve with their needs. And we will never stop innovating to make sustainable, ethical choices easy and rewarding.
At Lloyds Bank GmbH we play an important part in peoples’ lives, by the products we offer, and also how we operate. We finance your mortgage, keep your savings secure and also provide you with a personal loan if you need this. In Amsterdam we do this with an enthusiastic team of approximately 200 colleagues from different nationalities, and with an engagement score of 93%, colleagues find us a real ‘Great Place to Work’!
With our grand ambitions, we are looking for new colleagues who will bring fresh ideas to help us grow!
Are you ready to join our journey?
Have we made you curious, and are you ready to join the team? Please introduce yourself to us in the best way possible and send your application, including your paper on risk elements within the mortgage market, to: stanley.waccary@lloydsbank.nl. A screening is part of the process.
We hope to meet you soon!
Acquisition to this vacancy is not appreciated.